Regulation graph
Parsed prudential standards, previous submissions, and commitments into a knowledge graph. Each clause links to historic responses, owners, and evidentiary files.
70% faster reviews
"Regulatory filings now take days, not weeks, and everything is auditable."
Why change was urgent
Every quarterly filing meant three weeks of analysts reconciling regulator updates, historical commitments, and the latest policy decks. Review notes lived in spreadsheets; evidence was trapped in email chains.
Bottleneck
Regulators demanded turnaround under five days—internal teams averaged 15.
Risk
No central audit trail showing which control owners signed off on which sections.
Our approach
AI-assisted drafting
LLM templates pre-fill responses with cited evidence, highlight gaps, and tag required reviewers. Low-confidence sections are routed to SMEs automatically.
Evidence locker
All supporting docs live in one encrypted S3 bucket with lineage metadata. Regulators receive a single link with permissioned access.
Control room view
Dashboards track status by clause, owner, and risk rating. SLAs trigger Teams alerts when contributions stall.
Five-week deployment
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Week 1
Workshops with compliance, audit, and regulatory affairs to map data sources and approval paths. Ingested the last eight filings.
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Week 2–3
Built the regulation graph, connectors into Box and SharePoint, and the first drafting prompts.
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Week 4–5
Rolled out reviewer workflows, dashboards, and training. The first live filing closed in three days.
Outcomes
3 days
Average review cycle down from 15
4x
More clauses documented with evidence
Zero
Missing attestations in regulator feedback
Stack snapshot
- Azure OpenAI + Anthropic models routed through guardrailed orchestration
- Neo4j for the regulation knowledge graph, synced nightly
- Power BI dashboards with drill downs per clause and owner
- Box + SharePoint connectors with checksum validation
Ready to unblock your compliance team?
Schedule a consultation